2.3
Relative roles of genetic and environmental factors in smoking behaviour and
nicotine dependence Many diseases and related behaviours aggregate in families,
i.e. family members resemble each other more than expected. Aggregation of
diseases and behaviours in families can be due to environmental factors shared
by family members as well as to shared genes. Genetic epidemiology aims to
investigate the role of familial aggregation and genetic factors in human
disease and such related risk factors as smoking. Th e fi rst twin studies of
smoking were reported in the late 1950s and 1960s as part of a debate on the
causal role of smoking in lung cancer. Th ese studies reviewed by Kaprio (1984)
demonstrated that concordance for smoking was higher in monozygotic (MZ) than
dizygotic (DZ) pairs, but these early studies did not provide quantitative estimates
of heritability. Early twin studies on pairs reared apart supported the general
conclusion of some genetic eff ects (Faber 1981, Kaprio, Koskenvuo & Langinvainio
1984, Shields 1962). Since then, quantitative genetic analyses have developed
considerably (Boomsma, Busjahn & Peltonen 2002, Neale et al. 2003, Posthuma
et al. 2003) and permitted more accurate estimates of the contribution of
genetic factors. Smoking behaviour and nicotine dependence can be examined in
family studies, particularly twin and adoption studies (Boomsma, Busjahn &
Peltonen 2002, Posthuma et al. 2003). Results have revealed that MZ pairs are
more similar than DZ pairs with respect to the trait being evaluated. Further
evidence for genetic factors can come from including information on other
relatives, such as siblings. Th e next step is characterizing genetic trait
localization by linkage using genome-wide scans in families or genome-wide
association in cases and controls. In addition, association analyses permit the
identifi cation of specifi c genes responsible for genetic variation within the
phenotype investigated. Heritability can be defi ned as the part of phenotypic
variation explained by genetic diff erences in a specifi c population (Th omas
2004). 2.3.1 Genetics of smoking behaviour A considerable number of twin
studies have provided evidence for the heritability of cigarette smoking and
nicotine dependence (Lerman, Berrettini 2003, Li et al. 2003a). Earlier family
and adoption studies support the fi nding of a genetic infl uence on smoking
behaviour between biological siblings (Goode et al. 2003, Osler et al. 2001),
but not between children and adoptive or biological parents (Osler et al.
2001). Finding genes that contribute to smoking behaviour and nicotine
dependence has proven to be as challenging as one would expect for a complex
trait 26 infl uenced by multiple genes and environmental factors as well as by
their interactions. Th e genetic architecture of many features of smoking
behaviour as single phenotypes is fairly well characterized based on twin and
family studies (Li et al. 2003a). However, most of these studies have examined
smoking initiation and smoking cessation, while quantitative genetic studies on
other smoking behaviour phenotypes and interrelations between traits are less
abundant. Th e estimates of heritability of diff erent components of smoking
behaviour vary substantially. Gynther et al. (1999) suggest one explanation for
the inconsistent results, speculating that genetic infl uences may promote a
general disposition to smoke, while environmental experiences may lead to
specifi c patterns of behaviour. Koopmans et al. (1999) propose that diff erent
genetic and environmental factors infl uence diff erent smoking behaviour
phenotypes. Smoking shows substantial familial aggregation, partly to genetic
similarity of family members and partly due to social learning and other shared
environmental factors. 2.3.2 Smoking initiation Earlier studies (Table 5) have
revealed a considerable genetic contribution to risk of smoking initiation. Th
e heritability estimates in these studies vary signifi cantly, the range being
from 0.32 to 0.78 (Edwards, Austin & Jarvik 1995, Hamilton et al. 2006,
Hardie, Moss & Lynch 2006, Heath et al. 1993, Heath et al. 1999, Heath, Madden
& Martin 1998, Kendler et al. 1999, Madden et al. 2004, Maes et al. 2004, True
et al. 1997, Vink et al. 2004). Th is variation is not surprising given that
the role of genetic factors probably varies with time and place of
investigation, as well as between the various populations studied (Kendler et
al. 1999). A meta-analysis by Li et al. (2003a) showed that on average
heritability of smoking initiation appears to be higher in women (55%) than in
men (37%). Th is notion is supported by the studies of Madden (Madden et al.
1999) and Heath (Heath et al. 2002). However, most of these studies have
examined becoming a smoker as a phenotype, whereas only a few have investigated
age at initiation (Hardie, Moss & Lynch 2006, Heath et al. 1999, Morley et
al. 2007, Vink et al. 2006) .
Conclusions.
Scientific conclusions The
results confirmed that genetic factors are important in amount smoked and smoking
cessation, and these genetic factors are largely independent of genetic influences
on age at initiation. Starting to smoke is not a risk as such, but is an indicator
of risk to develop future nicotine dependence. Further, it may not be a causal
effect because the correlation is genetic, not environmental. Thus, some of the
same genetic factors may underlie nicotine dependence and age at initiation. The
NDSS correlated moderately highly with FTND and DSM-IV. The sum score of the
NDSS is highly associated with FTND and DSM-IV-defined nicotine dependence, and
expands upon DSM-IV substance dependence criteria to address the components of
nicotine dependence more specifically. The NDSS measure can be used to assess
nicotine dependence. A special strength in some situations may be that it is
independent of information concerning the number of cigarettes smoked per day. This
study confirms that genetic factors are important in nicotine dependence and smoking
cessation. However, environmental factors are at least as important and can
interact with one’s behaviour in smoking prevention and cessation and nicotine dependence.
Social support plays a critical role in smoking cessation, not only in adolescence
but also in adulthood, especially for men. Postponing smoking onset to
adulthood appears to have some advantages. Age at initiation and smoking
cessation have some genetic background, although environmental factors are
important. Even if smoking initiation should and could be postponed to a later
age, potential vulnerability to nicotine dependence cannot be completely
inhibited. Practical implications The multidimensionality of nicotine
dependence can now be measured with a validated scale. Based on these results
and earlier literature, it seems evident that quitting smoking is really difficult
for some people and large variation exists between individuals. Although the
results confirm the role of genetic factors in smoking and nicotine dependence,
we should not conclude that there is nothing to do in the face of genetic
vulnerability to smoking and nicotine dependence. Concerning interventions, the
main focus should be on environmental factors and how they interact with
genetic vulnerabilities because genetic factors are expressed differently in
different environments. This has now been shown empirically also for smoking in
adolescents, with the genetic variance being dependent on rearing
characteristics in the family (Dick et al. 2007). 65 Smoking behaviour and
nicotine dependence are multidimensional phenomena, with some known but also
relevant new dimensions. This information helps us to better understand
variation in smoking behaviour and nicotine dependence. Nicotine dependence
measurements (NDSS, FTND, DSM-IV) should be subjected to further critical
evaluation. Only aft er thorough validation and experience will it bee possible
to recommend the NDSS scale as a new measure for clinical use. Transition in
marital status seems to be an important life event with regard to smoking
cessation, especially among men. Further resources should be devoted to optimizing
social support to motivate both sexes to quit smoking. This study may also help
to clarify which risk groups should be directed towards future prevention
programmes and what kinds of cessation programmes should be developed for the
most vulnerable groups. Nicotine dependence has not earlier been studied in
Finland in large data sets. The proportion of smokers who were
nicotine-dependent ranged from less than 20% among those smoking less than 10
cigarettes per day to more than 80% among those smoking 30+ cigarettes a day.
It was important to provide some heritability estimates for Finland; these were
quite consistent with those found in studies from Australia, USA and the
Netherlands. Informative genetic samples for smoking behaviours have thus far
existed only in a handful of countries. Results suggest that postponing
experiments with the first cigarette to a later age is beneficial. Not trying
cigarettes at all would, of course, be ideal since nicotine dependence can
develop relatively fast after some experiments (DiFranza et al. 2007a). Future
research Earlier genome-wide scan results were replicated in this study and
further genome wide, fi ne-mapping and candidate gene analyses are ongoing.
More co-morbid phenotypes, such as nicotine dependence and depression, should
be investigated to uncover potential candidate genes. Hardly surprisingly, the
validation study of the novel nicotine dependence measure did not reveal a
similar factor structure as in other studies because of the different data sets
used. Further studies in randomly selected population samples of smokers are
needed to develop and validate nicotine dependence measurements, and different
dimensions of nicotine dependence should also be examined. In a comparison of
three measures of nicotine dependence, which was not reported in the
substudies, were found that almost one quarter of participants were not dependent
by any measure. This might indicate that these individuals are really not
dependent or that even these three measures do not assess all aspects of
dependence. Further analyses are needed to characterize these individuals in
more detail. Furthermore, quantitative trait linkage studies of NDSS and other
nicotine dependence scales would be worthwhile. 66 Although this study
contributed significantly to development of phenotypes suitable for genetic
research, there are numerous challenges in this field. One strategy for
elucidating the genetic dimension would be identifi cation of endophenotypes (i.e.
heritable traits associated with disease susceptibility) (Flint, Munafò 2007). Such
an endophenotype should more closely represent a biological process
contributing to a trait of interest. Another interesting theme might be
subjective reactions to the very first cigarette, which may help index
heritable individual differences in reactions to nicotine. Further, to maximize
power in genetic research, identifying quantitative traits would be valuable
(Pomerleau et al. 2007). Overall, nicotine dependence and smoking behaviour
demonstrate genetic liability but also substantial environmental background. If
smoking initiation cannot be completely prevented, its postponement to
adulthood would be beneficial to reduce the length of exposure to the harmful
and toxic substances in cigarette smoke. However, even if starting could be
postponed to later years, potential vulnerability to nicotine dependence
probably cannot be inhibited. Starting to smoke is not a risk as such, but it
is an indicator of vulnerability to nicotine dependence. Th e same genetic
factors may underlie vulnerability to both nicotine dependence and age at
initiation. More research is needed to test alternative mechanisms. Nicotine
dependence is a complex issue. Many components and their interactions should be
investigated to shed light on the multidimensionality, aetiology and mechanisms
of nicotine dependence.